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TERMS & CONDITIONS - SMC

SMC Global Securities Compliance Statement
INTRODUCTION

SMC Global Securities Ltd ("We" or "Us") provides a platform ("Platform") for you ("You") to access investment products and services offered by SMC Global and its affiliates. We are a registered mutual fund distributor, stock broker, depository participant, and research licensee but we do not provide investment advice or manage mutual funds ourselves.

Platform Use of Mutual Fund

  • You can use the Platform to:

  • ○ Subscribe and redeem mutual funds.

    ○ Communicate with SMC Global regarding these services.

    ○ Access a record of your personal information and financial transactions.

  • We offer a limited, non-exclusive license for Platform use solely for accessing SMC Global's services.
  • Investment Disclaimer

    * We may not offer all available mutual fund schemes or investment advisory services.

    * The Platform data and information do not constitute investment advice.

    * You are solely responsible for all investment decisions made on the Platform.

    * We are not liable for any losses or damages arising from your use of the Platform or your investment decisions.

    Feedback and Complaints

    * You may be requested to provide feedback on the Platform services.

    * In case of dissatisfaction, you must first file a formal complaint with SMC Global's customer service.

    * You agree to cooperate with the investigation and abide by SMC Global's final decision.

    Tax Information

    * Profit & Loss reports and other reports provided are for informational purposes only and not for tax calculations.

    * You are responsible for consulting a tax advisor to verify these reports and determine your tax liability.

    * We are not liable for any tax-related losses or damages arising from your use of these reports.

    By using the Platform, you acknowledge and agree to these terms.

    INITIAL PUBLIC OFFERINGS
    SMC Global Securities Compliance Statement
    INTRODUCTION

    SMC Global Securities Ltd ("We" or "Us") provides a platform ("Platform") for you ("You") to access investment products and services offered by SMC Global and its affiliates. We are a registered mutual fund distributor, stock broker, depository participant, and research licensee but we do not provide investment advice or manage IPOs ourselves.

    Platform Use

  • You can use the Platform to:

  • ○ Subscribe IPOs.

    ○ Communicate with SMC Global regarding these services.

    ○ Access a record of your previous IPO investments.

  • We offer a limited, non-exclusive license for Platform use solely for accessing SMC Global's services
  • Investment Disclaimer

    * The Platform data and information do not constitute investment advice.

    * You are solely responsible for all investment decisions made on the Platform.

    * We are not liable for any losses or damages arising from your use of the Platform or your investment decisions.

    Feedback and Complaints

    * You may be requested to provide feedback on the Platform services.

    * In case of dissatisfaction, you must first file a formal complaint with SMC Global's customer service.

    * You agree to cooperate with the investigation and abide by SMC Global's final decision.

    By using the Platform, you acknowledge and agree to these terms.

    SMC SUBSCRIPTIONS
    SMC Global Securities Compliance Statement
    INTRODUCTION

    SMC Global Securities Ltd ("We" or "Us") provides a platform ("Platform") for you ("You") to access investment products and services offered by SMC Global and its affiliates. We are a registered mutual fund distributor, stock broker, depository participant, and research licensee but we do not provide investment advice or manage financial products ourselves.

    Platform Use

    AutoTrender, Index Trading, Equity ka Funda, Techno Funda and Commodity Mantra

  • You can use the Platform to:

  • ○ Make informed decisions in the market.

    ○ Communicate with SMC Global regarding these services.

  • We offer a limited, exclusive license for Platform use solely for accessing SMC Global's services over the subscription.
  • Investment Disclaimer

    * We may not offer all available investment advisory services.

    * The Platform data and information do not constitute investment advice.

    * You are solely responsible for all investment decisions made on the Platform.

    * We are not liable for any losses or damages arising from your use of the Platform or your investment decisions.

    Feedback and Complaints

    * You may be requested to provide feedback on the Platform services.

    * In case of dissatisfaction, you must first file a formal complaint with SMC Global's customer service.

    * You agree to cooperate with the investigation and abide by SMC Global's final decision.

    By using the Platform, you acknowledge and agree to these terms.

    SMC EKYC
    SMC Global Securities Compliance Statement

    SMC Global Securities Limited (hereafter referred to as "SMC") has prescribed specific eligibility criteria and terms and conditions to be followed by the client before opening an online trading and Demat account through the website of SMC. The Client must go through every condition mentioned below and verify if he/she is eligible to open an online account with SMC. The customer needs to adopt an offline/physical mode of Account opening in case any of the terms & conditions are not acceptable to the client. If all terms and conditions are acceptable to the client, he/she should mark in the "I agree and authorize" box to open online trading and a Demat account with SMC.

    Individual Citizens of India and resident Indians are permitted to open accounts and avail of the services through this process. At present, NRIs cannot open accounts through the E-KYC process. If the Client is a Non-Resident Indian residing in non-compliant countries and Territories (NCCTs)/overseas Corporate Bodies (OCBs), then the Client shall be required to opt for Physical KYC process and submit a duly signed FATCA Declaration. The client is required to upload all documents, records, etc., which shall be verified with the originals/authenticated as per prevailing regulatory guidelines as stipulated in Know Your Client documents to open an account.

    The client shall be required to affix his digital signature/e-sign on the relevant pages of the account opening form to enable SMC to open the said account. The Client must fill necessary details and make payment online through his registered Bank Account or Net banking facility. SMC, after receipt of the payment towards account opening charges for Trading Account, etc., shall send the account opening document at the registered Email ID furnished by the client.

    SMC shall reject the application if it is found that the client is barred from trading or any investigation from SEBI or any other regulatory authorities is pending against the said client. The decision taken by SMC shall be final and binding upon the client. SMC does not guarantee that the account opening form submitted by the client shall be duly accepted, as the company reserves its right to reject the client's account opening application without assigning any reason.

    Name of Client at the time of Account Opening – I confirm and understand that my name, as per the IT department, will be recorded in SMC records as the Account name. In case of any mismatch in name as per Income Tax records and name as per KRA / AADHAR / Bank Records.

    Login Confidentiality – The client agrees and confirms that any instructions set via an online trading account, which requires the client to enter login credentials, are known only to the client and no other person. The client must not share trading / Demat account details/login credentials with anyone else. If the client shares any such login details with another person, all risks/liabilities taking place from the client's account for instructions placed by any such third person from the account will be indemnified by the client himself. SMC or any of its agents or employees will not ask for any login details or Passwords from you in any manner whatsoever.

    I confirm that I am not an Illiterate, Disabled Person, Blind person, or Person with mental disability.

    I confirm that I have read and understood the contents of Rights & Obligations, DOs & DON’Ts for the investors, Guidance Notes, Risk Disclosure documents of all the segments I availed, and Policies & Procedure document & Voluntary clauses.

    I wish to activate the Margin Trading Facility provided by SMC in my trading Account. I have gone through the entire Rights and Obligations document with regard to the same and further confirm that I shall agree and abide by the same. Applicable Brokerage, DP Tariff & other charges as relevant to my account is explained to me, and I am aware that the same can be modified under intimation to me.

    Consent Form

    I authorize SMC Global Securities Limited. (SMC) to access my data, information, photographs, etc., from UIDAI for opening a Trading and Demat Account.

    I hereby confirm that the data available in AADHAR is accurate, correct, and updated. If there will be any modification in AADHAR data, the same will be intimated to SMC separately.

    I confirm that I am an Indian Resident, born in India and my sole country of tax residency is India.

    I hereby give my consent for allowing me to trade in all Exchanges in various permitted Segments i.e. Equity, Mutual Fund, Debt, Equity Derivatives, Currency Segment and Commodity Derivatives. I select these segments as my trading preference for investment / trading purposes. I further understand that I will be permitted to trade in the Derivative segment once I submit financial details.

    My Correspondence address is the same as the Permanent address, which is recorded in the Aadhar database.

    I am neither a politically exposed person, nor related to one.

    I wish to avail the facility of Internet and Mobile trading and also want to receive all communication, standard documents and Contract Note in electronic form on Email id provided by me at the time of Account opening and mentioned on KRA page.

    I wish to execute Demat Debit and Pledge Instruction (DDPI) Authorization in favor of SMC for the purpose of ease of operation considering the benefits related to the same. My primary purpose of dealing in equity is Intraday & investment and the primary purpose of dealing in derivatives is Trading as well as investment.

    I have no GST registration and GST is not applicable to me. There are no action/proceedings initiated/pending/taken by FMC/SEBI/Stock exchange/any other authority against me for dealing in securities markets during the last 3 years.

    I intend to invest in the stock/commodity market with Own Funds only. (Not Applicable for Minor)

    I have no social media accounts on Facebook, Twitter and Linkedin.

    I wish to receive DP A/C statements on a monthly basis and request to receive Electronic Transaction cum holding Statement at my Email ID.

    I instruct the DP to receive each and every credit in my / our account only.

    I wish to opt for Electronic Access to Securities Information (EASI) facilities.

    I wish to receive dividend / interest directly into my bank account through ECS.

    I would like to share the email id with the Registrar & Transfer Agent (RTA).

    I would like to receive the Annual Report through electronic mode only.

    Currently I do not wish to opt for BSDA scheme although my Demat account may be eligible for the same in future and I request SMC to continue my Demat account in normal scheme as availed by me at the time of account opening / modified (if any) to avail regular DP Services.

    I wish to avail TRUST facility. This facility will allow us to meet the securities settlement obligations by confirming an SMS received by CDSL to debit my Demat account. DIS booklet- I do not wish to obtain DIS for time being.

    Authority to retain funds as a Running account- I wish to settle with you once in a calendar quarter and not once in a calendar month. Further I can request for the release of pay-out any time after adjusting all dues towards SMC. I am entitled to revoke this Running Account Authorization at any time.

    I am not having Depository Account outside SMC

    I am not dealing with any other Stock Broker/ Authorized Person.

    I have not been introduced by any Introducer

    I hereby request you to consider the data like Proof of Identity (POI) and Proof of address (P0A) and any other information downloaded from other sources like KRA / CERSAI.

    I hereby confirm that data available with KRA/CERSAI is true, correct and updated. If there will be any modification in above data, the same will be intimated to SMC by me. I hereby authorize SMC to pledge / Repledge my shares/securities with Clearing Member/Clearing Corporation/ Clearing House in accordance with regulatory guidelines. I confirm that before e-signing the E- KYC documents, I have gone through the entire KYC and agree that all my information & details are captured properly on the account opening documents.

    TERMS & CONDITIONS FOR OPEN FREE DEMAT & TRADING ACCOUNT
    Please read the following terms and conditions carefully before proceeding with the offer to open a Free Demat and Trading Account:

    Offer Details:

    a. You can open a Demat and Trading Account with us at no cost.
    b. Enjoy free research calls with weekly stock picks based on fundamental and technical analysis. Please note these are for educational purposes only; consult a financial advisor before making any investment decisions.

    Benefits:

    * Zero Annual Maintenance Charges (AMC) for the first year.
    * Free Trading APIs to enhance your trading experience.
    * Margin Trading Facility (MTF) up to 4 times your deposited funds.
    * Access to a Dedicated Relationship Manager for personalized assistance.
    * Free Call & Trade Service for convenient transactions.

    Offer Validity:

    * This offer is valid until 30th Sep 2026.
    * It is exclusive to direct clients and not applicable to SMC AP or SMC AP’s clients.
    * This scheme cannot be combined with any other ongoing offers.

    Charges and Compliance:

    * Please refer to the KYC tariff sheet for detailed charges.
    * Brokerage charges will not exceed the limits prescribed by SEBI regulations.

    Changes and Disputes:

    SMC Global Securities Ltd. reserves the right to change, alter, or discontinue the offer and modify these terms and conditions at its discretion, with adequate notice to clients.
    In case of any dispute, the decision of SMC Global management shall be final and binding.

    By proceeding to open a Demat and Trading account under this offer, you acknowledge that you have reviewed and agreed to these terms and conditions. If you do not agree with any part of these terms, please refrain from availing this offer.
    For further assistance or clarifications, please contact our customer support team.

    Note:

    Ensure you have read and understood our Privacy Policy and Risk Disclosure Statement available on our website.

    Terms & Conditions for Nirvana Plan

    Offer is valid till 31st Dec'26.

    This scheme is applicable only for new Demat account opening through SMC's online channel

    The promotional offer is being managed by SMC Global Securities Limited (henceforth referred to as SMC Global)

    All new accounts opened are eligible for Zero Annual Maintenance Charges (AMC) for the first year from the date of account activation

    First 30 days Nil Brokerage up-to Rs 1000 all segments which will be reversed by 15th day of subsequent month.

    In case the client deposits a margin of ₹50,000 or more, the client will be eligible for a brokerage benefit of ₹5,000, valid within 30 days from the date of account opening.

    This offer can only be availed once per user.

    Statutory Levies and Taxes will be levied to the clients as prescribed by the regulators and will not be reversed under the offer.

    Family account trades cannot be clubbed together for this Offer.

    This scheme is valid for Online Channel only.

    If the account is transferred to any branch/franchise/remisier after opening an online account; all the above-mentioned schemes and offers will not be applicable.

    Brokerage will not exceed the SEBI prescribed limit.

    SMC Global reserves the right, in its absolute discretion, to change, alter or discontinue the offer and alter the terms and conditions from time to time & with prior communication to client via email.

    In case of any dispute, the decision of SMC Global management will be final and binding.

    Investment in the securities market is subject to market risk. Please read all the related documents carefully before investing.

    By submitting your contact details, you authorize SMC Global Securities Ltd. to contact you and send promotional communication, even if you are registered under the National Do Not Call Registry (NDNC) or the National Customer Preference Register (NCPR) as per telecom regulations.

    The scheme is independent and cannot be clubbed with any other on-going offer.

    Brokerage of ₹20 flat per lot on options, Intraday brokerage of 0.02%, and Delivery brokerage of 0.20% shall become applicable after completion of 30 days from account opening or upon exhaustion of the ₹1,000 brokerage benefit, whichever is earlier.

    Free Call & Trade facility available to customers.

    Complimentary access to educational webinars.

    Brokerage will not exceed the SEBI prescribed limit.

    TERMS & CONDITIONS – ALPHA TRADER PLAN
    1.Offer Details

    ● SMC Global Securities Ltd. offers the Alpha Trader Plan for eligible customers opening a Demat & Trading Account through the digital channels.

    ● The plan is available to Digital Clients only and is subject to successful completion of KYC, account opening formalities and internal verification.

    2.Offer Benefits

    Eligible customers can avail the following benefits, subject to the applicable terms, eligibility and SMC's prevailing policies:

    ● ₹0 Account Opening Charges

    ● ₹0 AMC for the first year*

    ● Free Research Support ● Free Algo Trading APIs

    ● Margin Trading Facility (MTF) of up to 4X

    ● Free Call n Trade facility

    Demat Account Annual Maintenance Charges (AMC): ₹0 AMC for the first year. From the second year onwards, an AMC of ₹399 per annum plus applicable GST will be applicable, subject to the applicable tariff, terms and conditions.

    3.Brokerage Charges

    The applicable brokerage charges with an annual subscription fee of ₹699 + (applicable GST):

    ● Intraday Trading & Futures (Equity & Commodity): 0.01% of the transaction value

    ● Equity & Futures Delivery: 0.10% of the transaction value

    ● Options Trading: ₹5 Per Order

    Brokerage shall not exceed the limits prescribed by SEBI.

    Statutory Levies and Taxes will be levied to the clients as prescribed by the regulators.

    4.Offer Validity & Eligibility

    ● The offer is valid up to 31 March 2027, unless modified, extended or withdrawn by SMC Global Securities Ltd.

    ● The offer is applicable only to who opened their accounts through digital channels.

    ● The offer is not applicable to SMC Authorised Persons (APs) or AP clients.

    ● The offer cannot be combined with any other promotional offer, scheme or benefit unless specifically permitted by SMC Global Securities Ltd.

    5.Direct Account Opening

    ● The offer is applicable to accounts opened through the digital channels.

    ● If the account is subsequently transferred to an Authorised Person, branch, franchisee or remisier, the promotional benefits under this offer may cease to apply, subject to SMC's applicable policies and terms.

    ● Account opening and continuation of the offer are subject to fulfilment of applicable KYC compliance.

    6.Charges & Statutory Levies

    ● Statutory levies, taxes, GST, exchange transaction charges, SEBI charges, stamp duty, transaction charges and other applicable charges shall be levied separately as prescribed by the applicable regulators and authorities.

    ● The customer shall be responsible for all applicable charges other than those specifically waived under this offer, including the annual subscription fee stated in Section 3.

    ● Any changes in statutory or regulatory charges shall be applicable as prescribed from time to time.

    7.Modification or Discontinuation of Offer

    SMC Global Securities Ltd. reserves the right to modify, amend, suspend, withdraw or discontinue the offer or any of its benefits, or change these Terms & Conditions, subject to applicable regulatory requirements and appropriate communication to clients, wherever required.

    8.Misuse of Offer

    SMC Global Securities Ltd. reserves the right to withdraw the promotional benefits if it is found that the offer has been availed through misrepresentation, misuse, fraudulent activity or violation of the applicable Terms & Conditions.

    9.Dispute Resolution

    In case of any dispute relating to this offer, the matter shall be dealt with in accordance with the SMC Global Securities Ltd.'s grievance redressal mechanism, and the decision of SMC Global Securities Ltd. shall be final and binding.

    10.Declaration & Risk Disclosure

    By proceeding with the account-opening process, you confirm that you have read, understood and agreed to these Terms & Conditions and the applicable account-opening documents.

    Investment in securities markets is subject to market risks. Please read all relevant documents, terms, risk disclosures and applicable tariff/charge schedules carefully before investing or trading.

    For further details, please refer to SMC Global Securities Ltd.'s Privacy Policy, Risk Disclosure Document, Tariff Sheet and other applicable policies/documents available on the website.

    SMC REFUND & CANCELATION POLICY
    SMC Global Securities Compliance Statement

    Any transaction on the platform with respect to any platform services will be completed after successful transfer of money from your bank account to SMC. You hereby agree and acknowledge that the transactions on the platform once completed cannot be canceled. Any deduction of amount from your bank account in case of failed transaction would be refunded with the relevant time period as per your bank policy and SMC shall not be responsible for the same.

    No refund of account opening charges shall be made once the Trading and Demat account is opened with us. Refund shall be provided only for any excess payment of account opening charges made to us during application of your Trading and Demat Account and confirmation from the banking partner with respect to receipt of such payment from you.

    Once your Demat account is opened any payments made thereafter will be credited towards your account and there shall be no refunds. To withdraw any amount from such an account you may place a withdrawal request through our SMC Ace App or Web.

    Limitation of Liability

    SMC will not be responsible for lost profits, revenues, or data; financial losses; or indirect, special, consequential, exemplary, or punitive damages when permitted by law. In all cases, SMC will not be held liable for expense, loss, or damage that is not reasonably foreseeable.

    Intellectual Property Rights

    All intellectual property, including in relation to the Platforms, including any software, techniques and processes used, and any trademarks, logos, images, material, content, designs, information and other content available on the Platform belongs exclusively to SMC. By no means is any proprietary right or license in any intellectual property impliedly or expressly granted by SMC to the Client or any other user of the Platform (together “Users”) through the User’s use of the Platform.

    Violation of Terms

    By accepting these Terms of Use, you acknowledge that any breach on your part will be considered an unjust and detrimental business practice. Such actions will inflict irreparable damage upon the Company and/or its associated entities and affiliates. Monetary compensation alone would be insufficient to remedy such harm. Therefore, you consent to the Company seeking any necessary injunctive or equitable remedies in such instances. These remedies are supplementary to any other legal or equitable recourse available to the Company. In the event that the Company initiates legal proceedings against you due to your violation of these Terms of Use, they reserve the right to recover all reasonable legal fees and expenses incurred, and you agree to compensate accordingly, in addition to any other granted relief.

    Suspension and Termination of Account

    The Terms of Use shall remain in effect until either you or the Company decides to terminate them, as outlined below. If you disagree with the Terms of Use or are unsatisfied with the Platform, your only options are to (i) close your Account on the Platform, and/or (ii) cease accessing the Platform. If you breach these Terms of Use or any applicable laws, the Company reserves the right, at its discretion, to terminate your Account and/or restrict your access to the Platform and its services.

    To Know More

    Accounting Toll Free:1800 11 0909 | Tel:011-30111000

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    Accounting smc.care@smctradeonline.com