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Nri FaqFAQs

What are the products and services offered by SMC through its Business Partners/Associates?
SMC facilitates trading activities in all the major market segments including; equity, derivatives, commodities, interest derivatives and currency futures & Options. It’s robust and user-friendly trading platform enables to execute trades simultaneously across all Segments. We also have whole bucket of other services like online trading, depository, IPO, mutual funds, insurance broking, Corporate FD, institution broking, margin funding, NRI services, clearing services, investment banking- life insurance, mediclaim , Vehicle insurance and others, PMS, wealth advisory and research to provide you extra edge over others by updated software ( Autotrender).
What is the earning potential for business partners / associates through this association ?
Our association in the business venture earning is dynamic, and there is no limit, starting from Rs. 50 k per month.
Does a Sub-Broker have to be registered with SEBI, NSE & BSE?
Yes, to become an authorized Sub-Broker it is necessary to get registered with the respective stock exchanges and regulators.
What are the eligibility criteria for becoming a Business Partners/Associates?
1. Any entity (Individual, Company or Partnership firm) with good track record & reputation in financial services/other business/social circle with good client base
2. Minimum 1-2 years of experience in selling financial products as a Main broker/ Sub broker/Remisier/Mutual fund distributor/Insurance Advisor/Financial planner or an employee of existing Broker/Sub-broker
3. Strength to invest minimum Rs 3-5 lac initially and ability to invest continuously in Infrastructure & people as per their business requirements
What are the infrastructure requirements for becoming a Business Partners/Associates?
The infrastructure and financial requirements are:
1. Min. 250 sq. feet of office space preferably in a prime location of your city/town
2. Workstation with VSAT / Lease Line/ Broad Band (Internet) minimum 1 mbps speed connectivity required to set up a trading terminal and back office systems.
3. Telephone lines with voice logger
4. Separate broadband connection for back office reports
How Can I represent myself as a Business Partners/Associates?
SMC believes that even after the association, our Business Partners/Associates should have their own identity. A Business Partner/Associate can represent himself as a Sub-Broker of SMC. This can be done by various modes of communications like:
1. Glow sign boards
2. SMC Banners
3. SMC Visiting Cards
4. SMC Product Brochures
5. Posters, Standees, Canopies & other marketing collaterals
Do I have access to research reports published by SMC and also the opportunity to personally interact with the research analysts?
Yes, you have complete access to all types of research reports published by SMC. We also give you opportunities to personally interact with our research team via conference calls, chats and also research seminars. We also support our clients through Intraday SMS, E-mails and our weekly research magazine ‘Wise Money”.
What kind of marketing support would a Business Partner/Associate receive from SMC?
As SMC Business Partner/Associate you will receive the Marketing Support through TV, Newspapers, Website, Marketing Collaterals, Seminars and Events, Outdoor Signage Posters, Standees, Canopies, Newsletters and Product E-mailers etc.
Will the employees of a Business Partner/Associate receive Product Training from SMC?
Yes, employees of Business Partner/Associate will be trained on all the product offerings and consistent assistance will be provided in understanding different aspects across the product line.
I have never been a Sub-Broker. Will that affect my eligibility?
No, we look at the ability of an individual and his experience in the financial markets. We also access your reputation in financial services/other businesses/social records with a good client base and past track record.
How should I analyse the performance of my clients?
SMC has dedicated software on the website where you can check various data and reports that will help you to analyse and make effective decisions.

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SMC Global Securities Ltd | CIN : L74899DL1994PLC063609 | Registered Office: 11/6B, Shanti Chamber, Pusa Road, Delhi-110005. | Tel +91-11-30111000 | Compliance Officer: Mr. Ashok Kumar Aggarwal | Tel 011-30111000 Extn. 170 || Customer Care Email –| Complaint Email –| website:

SEBI Reg. No. INZ000199438, Member: NSE (07714), BSE (470), MSEI (1002), MCX (8200) & NCDEX (00021). DP SEBI Regn. No. CDSL/NSDL-IN-DP-130-2015, SMC Research Analyst Registration- INH100001849, Mutual Funds Distributor ARN No. 29345. •Insurance services are offered through SMC Insurance Brokers Pvt. Ltd. IRDAI Regn. No: DB 272/04 License No. 289 Valid upto 27/01/2026. • Real Estate Advisory services are offered through SMC Real Estate Advisors Pvt. Ltd.

Disclaimer: Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Mutual Fund investments are subject to market risks. Read all scheme related documents carefully. PMS is not offered in commodity derivative segment. Insurance is the subject matter of solicitation. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Past performance should not be taken as an indication or guarantee of future performance, and no representation or warranty, express or implied, is made regarding future performance. The price, value of and income from any of the securities or financial instruments mentioned in this report can fall as well as rise.

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